Regulators Investigating Firms Sub-Account Use in Shorting Stocks
Government regulators are investigating investment firms that set up sub-accounts with their broker dealers to mask illegal short selling schemes. I reported for Growth Capitalist this week that FINRA and the SEC are currently doing a sweep of hedge funds and their brokers dealers for the use of sub-account under the hedge funds master account … Continue reading Regulators Investigating Firms Sub-Account Use in Shorting Stocks
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